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Oaktree Capital Management/Controversies

Oaktree Capital Management controversies

Controversies tied to this brand in public sources. A listing is not a finding of fault.

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  1. 2005SEC short-selling settlement

  1. 2005

    SEC short-selling settlement

    The Securities and Exchange Commission ordered Oaktree to pay a fine, interest, and disgorge profits after finding that securities had been sold short before the legally permitted period following a public-offering pricing. Oaktree was also required to implement policies and procedures intended to prevent similar violations.

    Source